The new federal fiduciary rule may have an uncertain future, but investors can ensure their advisors have their best interest at heart by regularly asking key questions. Fiduciaries — advisors sworn to act in a client's best interest — will charge an .
Ruth Bader Ginsburg and Clarence Thomas don't agree on a lot of things, but in Kokesh v. SEC, they joined in a unanimous opinion that limited the ability of the SEC to reach back in time to require securities law violators to disgorge ill-gotten gains.
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Earlier that day, in a dispute between the Securities and Exchange Commission and a former investment advisory official seeking to upset a $35 million disgorgement order, the justices indicated they may conclude the agency is bound by the five-year bar.
While investors debate whether higher rates are good for banks or not, many banks are managing enterprise risk assuming only one factor drives interest rates. We show in this technical study that the assumption of one factor is grossly inaccurate.
An analysis by Market Track shows that of 47 voice-activated "Alexa only" deals offered yesterday, 31, or nearly two-thirds, were for CPG products. Most of those were personal-care products such as conditioner, hand soap, lotion, skin care and sunscreen.
Japan showed the world how a bubble can be followed by a prolonged crash and an extended period of negative interest rates. We construct an 8-factor stochastic volatility model in the Heath, Jarrow and Morton framework in large part so financials in.
Now, as President Trump's pick to replace Scalia on the high court, Gorsuch is seen by many on the right as a fitting replacement for the iconic jurist that Gorsuch considered a “lion of the law.” Like Scalia, Gorsuch, 49, who serves on the 10th.
Speed is responsible for the £9bn investment portfolio of TPT Retirement Solutions and is an experienced CIO and actuary who has over 20 years' experience in pensions investment and risk management . Prior to joining TPT in 2016, Cliff worked at .
Former investment adviser Raymond J. Lucia argued that the Securities and Exchange Commission's administrative law judges were hired in violation of the Appointments Clause. He was challenging a ruling from an ALJ that barred him from the industry and .
The turmoil sent the rand ZAR= tumbling 10 percent and cost the country its valuable investment grade rating, though thanks to a generally benign emerging markets backdrop, South African markets suffered less near-term pain than expected. But while.