Buckingham Asset Management Adv Part 2

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Investment Adviser Compliance with SEC’s Amended Form ADV
Advisers with assets in excess of $1 billion will now report their asset within three ranges: (1) $1 billion to less than $10 billion; (2) $10 billion to less than ... above), amended Item 5 of the Form ADV Part 1A to require more detail regarding the.

Investors’ Appetite for Gains Exceeds Their Stomach for Risk, & Idx Funds May Not Be What They Really Want, Finds Natixis S...
Natixis Global Asset Management is ranked among the world’s largest asset management firms.2 Uniting over 20 specialized investment ... SEC’s definition of ‘regulatory AUM’ in Form ADV, Part 1.4 A division of NGAM Advisors, L.P.5 A brand of.

Natixis Global Asset Management Amends Management Report of Fund Performance for Natixis Canadian Bond Class
Natixis Global Asset Management is ranked among the world’s largest asset management firms. 1 Uniting over 20 specialized investment managers globally ($951.7 billion AUM 2), we bring a diverse ... AUM’ in Form ADV, Part 1. 3 A division of NGAM.

Kovack Securities buys brokerage assets of Capital Guardian
It was Kovack Securities' second such asset ... 2.2 million in 2015, according to its most recent financial filings with the Securities and Exchange Commission. Capital Guardian Wealth Management, an RIA with $593 million in assets according to its form.

Grandfield & Dodd Trimmed Its Emerson Elec Co (EMR) Position; Bp Wealth Management Upped Its Citigroup (C) Stake
Bp Wealth Management Llc ... while 435 raised stakes. 2.03 billion shares or 1.74% more from 2.00 billion shares in 2017Q1 were reported. State Of New Jersey Common Pension Fund D reported 2.88 million shares stake. Cibc Asset Mgmt holds 354,812 shares.

DRA: A Diversified Real Asset Fund For Your Portfolio
When it comes to the special sauce for both DRA and the open end fund versions, Nuveen will point to their extensive management experience in these asset classes and their ... investment advisor and our Form ADV Part 2 is available upon request.

Investors’ Appetite for Gains Exceeds Their Stomach for Risk, and Index Funds May Not Be What They Really Want, Finds Natixis Survey
Natixis Global Asset Management is ranked among the world’s largest asset management firms. 2 Uniting over 20 specialized investment ... SEC’s definition of ‘regulatory AUM’ in Form ADV, Part 1. 4 A division of NGAM Advisors, L.P. 5 A brand of.

Ryder System, Inc. (NYSE:R) Trading Up – Short Interest Up by 6.92%
Days to cover increased from 2.0 to 4.0 and the percentage of shorted shares was 0.04% on August 31. Additionally, here are a few investment firms who have increased or decreased their stake in (R). Point72 Asset Management, L.p. trimmed its stake by.

EAB Investment Group Names Former Deutsche Asset Management Investment Strategist Arnim S. Holzer to Fund Advisory Team
Mr. Holzer joined EAB Investment Group in September 2016 from ASH Strategy, an asset management advisory and consulting firm ... can be found in our ADV Part 2, which is available upon request. EAB-17-577.

SEC Amendments to Form ADV and Recordkeeping Rules Go into Effect on October 1
The amended Form ADV ... under management when reporting information in new Section 5.K.(2) of Form ADV regarding the use of derivatives and borrowing. Note that all SMA accounts, including those under $10 million, must be included in the asset class.