That being said, any investment decision, be it stocks, bonds, mutual funds , or condos, needs to made with an appreciation of not only what could go right but also what could go wrong. When dealing with investment funds, there are industry ... For.
This Revolving Line expires in June 2014 unless extended by mutual agreement. We believe that we will achieve operating profitability; however, due to conditions and influences out of our control, including the current state of the national economy.
The CSA today published final amendments to National Instrument 81-102 Mutual Funds (NI 81-102) and related consequential amendments, as part of the CSA’s Modernization of Investment Fund Product Regulation Project. Read: CSA issues alert on marijuana.
What this means for those investors who buy stocks, long-term bonds, mutual funds and certain other products is that they will have to pay for these securities a day earlier than now, while investors selling or redeeming these investments will be paid.
Under a series of amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations published on July 27, 2017, the CSA have banned exempt market dealers (EMDs) from participating in prospectus.
Item 1.01. Entry into a Material Definitive Agreement. Financing Agreements . The existing credit facilities of certain subsidiaries of Vantiv, Inc. (the “ Company ”) were and.
While primarily aimed at the development of a more comprehensive regulatory framework for commodity pool mutual ... National Instrument 81-102 - Investment Funds (“NI 81-102”) and to rename these funds “alternative funds”. While the Proposed.
Are retail investors ready for alternative investments? In September, the Canadian Securities Administrators (CSA) proposed amendments to National Instrument 81-102 : Investment Funds, inviting feedback on revisions that loosen restrictions on.
a clearing intermediary is experiencing financial difficulties. Mutual funds governed by National Instrument 81-102 (" NI 81-102 ") should note that there are conflicts between the Customer Clearing and Collateral Rule and the requirements under NI.
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On July 27, 2017, the Canadian Securities Administrators (CSA) published the final version of amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 33-109 Registration.
Effective November 30 th , the Continuing Dividend Funds will be managed by Jeff Young, CFA, Chief Investment Officer of NexGen. In addition, the following mergers, which met the pre-approval conditions of National Instrument 81-102 and, accordingly, did .
The proposals are found in National Instrument 81-102 Investment Funds ( NI 81-102 ) and National Instrument 81-101 Mutual Fund Prospectus Disclosure. “Once these changes come into effect, investing in alternative funds will basically be as simple as .
Reassess holdings of "illiquid assets": OSC staff express their views on the meaning of the term "illiquid assets" (found in National Instrument 81-102 ) in the Notice. Simply holding a listed security that has a quoted stock price "is not generally.