It is those circumstances where there are unintended effects or damage flowing from an unintended act or omission, or even unintended effects or damage flowing from intended conduct. The law in this respect is unsettled. Conduct exclusions in D&O policies.
SEC; meet the Auditing Firm of Van Lant & Fankhanel. The Auditing Firm of Moss Levy Hartzheim audited the City of Beaumont’s Financial Statements for ... effective under the Securities Act of 1933 (15 U.S.C. 77a et seq.), and that it has not withdrawn.
the Merging Companies or its advisors, where a particular attention has been paid to the following: Cognizance of the assumptions used in the setup of the business plans and analysis of the transformation of these assumptions to the financial plans used to.
but we cannot accept responsibility for any losses you may incur as a result of this analysis. Individuals should consult with their personal financial advisors.
This Current Report on Form 8-K includes forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 ... under “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in.
It is also because Companies Act applies to most if not all companies while there are only a thousand listed companies that fall in Sebi’s ambit,” said Sandeep Parekh of FinSec Law Advisors ... provisions in Section 77A of the Companies Act.
Holders of Claims and Interests should refer to the Disclosure Statement for a discussion of the Debtors’ history, businesses, assets, results of operations, historical financial ... Act ” means the Securities Act of 1933, 15 U.S.C. §§ 77a–77aa.
SPA Capital Advisors Ltd ("Manager to the Buyback ... Exchanges”), in accordance with the provisions of sections 77A, 77AA, 77B and all other applicable provisions of the Companies Act, 1956 (“the Act”) and the SEBI Buyback Regulations and Article.
a. Legislative history of the Securities Act of 19331 (“Securities Act”) and the Securities Exchange Act of 19342 (“Exchange Act” and collectively, the “Acts”). ..i. Congress passed the Acts following the 1929 stock market crash that triggered.
Federal Information & News Dispatch, Inc. SUMMARY: The Securities and Exchange Commission ("Commission") is adopting amendments to a rule and three forms under the Investment Company Act of 1940 ... investment advisers and other financial professionals.